SFC Licences of NG Shin Seong

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 09 September 2013 18 September 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 09 September 2013 18 September 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 21 August 2013 07 September 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 21 August 2013 07 September 2013