SFC Licences of XU Xiaohui 徐曉輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC International Capital Limited 工銀國際融資有限公司 RO 6 08 November 2022
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 08 November 2021
ICBC International Capital Limited 工銀國際融資有限公司 RE 4 08 November 2021
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 08 November 2021
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 08 November 2021 08 November 2022
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 6 21 January 2021 10 February 2021
BOCI Asia Limited 中銀國際亞洲有限公司 RO 6 13 August 2020 25 November 2020
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 02 October 2015 13 August 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 16 August 2013 17 July 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 16 August 2013 17 July 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 16 August 2013 17 July 2015