SFC Licences of XU Xiaohui 徐曉輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 | RO | 6 | 08 November 2022 | |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 08 November 2021 | 08 November 2022 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 08 November 2021 | |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 08 November 2021 | |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 08 November 2021 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 21 January 2021 | 10 February 2021 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RO | 6 | 13 August 2020 | 25 November 2020 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 02 October 2015 | 13 August 2020 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 16 August 2013 | 17 July 2015 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 16 August 2013 | 17 July 2015 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 16 August 2013 | 17 July 2015 |