SFC Licences of GAO Yun 高昀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 27 November 2014 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 29 August 2013 | 03 June 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 29 August 2013 | 03 June 2014 |