SFC Licences of RHODES Jordan James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 07 August 2018 | 06 September 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 August 2018 | 06 September 2021 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 12 June 2014 | 01 June 2018 |
| Wharton Investment Advisors Limited | RE | 9 | 23 September 2013 | 31 May 2014 |
| Wharton Investment Advisors Limited | RE | 5 | 23 September 2013 | 31 May 2014 |
| Wharton Investment Advisors Limited | RE | 4 | 23 September 2013 | 31 May 2014 |