SFC Licences of SUN Yixiao 孫逸瀟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 19 July 2022 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 19 July 2022 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 19 July 2022 | |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 12 February 2016 | 24 June 2022 |
ABCI Capital Limited 農銀國際融資有限公司 | RE | 6 | 27 August 2013 | 24 June 2022 |
ABCI Capital Limited 農銀國際融資有限公司 | RE | 1 | 27 August 2013 | 24 June 2022 |