SFC Licences of LI Yuan 黎媛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deying International Securities Limited 德盈國際證券有限公司 | RE | 1 | 06 November 2019 | |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 | RE | 9 | 19 December 2017 | 06 February 2018 |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 | RE | 4 | 19 December 2017 | 06 February 2018 |
| Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 | RE | 1 | 19 December 2017 | 06 February 2018 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 27 August 2013 | 01 March 2014 |