SFC Licences of YANG Lujia 楊路加
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 17 February 2021 | 11 March 2024 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 17 February 2021 | 11 March 2024 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 4 | 25 April 2019 | 11 January 2021 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 18 May 2018 | 11 January 2021 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 13 March 2017 | 26 April 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 20 February 2014 | 23 February 2017 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 29 August 2013 | 23 February 2017 |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 29 August 2013 | 06 January 2014 |