SFC Licences of YANG Lujia 楊路加

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 4 17 February 2021
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 1 17 February 2021
CSI Global Markets Limited RE 4 25 April 2019 11 January 2021
CSI Global Markets Limited RE 1 18 May 2018 11 January 2021
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 13 March 2017 26 April 2018
BOCI Securities Limited 中銀國際證券有限公司 RE 1 20 February 2014 23 February 2017
BOCI Securities Limited 中銀國際證券有限公司 RE 4 29 August 2013 23 February 2017
BOCI Research Limited 中銀國際研究有限公司 RE 4 29 August 2013 06 January 2014