SFC Licences of WANG Guanyi 王冠軼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 03 November 2023 | |
| UBS Securities Asia Limited | RE | 4 | 28 July 2023 | 03 August 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 21 August 2020 | 10 December 2021 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 | RE | 6 | 15 August 2016 | 12 July 2018 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 | RE | 4 | 15 August 2016 | 12 July 2018 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 | RE | 1 | 15 August 2016 | 12 July 2018 |
| ABCI Capital Limited 農銀國際融資有限公司 | RE | 6 | 14 July 2016 | 06 August 2016 |
| ABCI Capital Limited 農銀國際融資有限公司 | RE | 1 | 14 July 2016 | 06 August 2016 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 14 July 2016 | 06 August 2016 |
| Natixis Asia Limited | RE | 4 | 20 November 2014 | 24 June 2016 |
| Natixis Asia Limited | RE | 1 | 20 November 2014 | 24 June 2016 |
| Interactive Brokers LLC 盈透有限公司 | RE | 2 | 12 August 2014 | 16 August 2014 |
| Interactive Brokers LLC 盈透有限公司 | RE | 1 | 02 July 2014 | 16 August 2014 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 04 September 2013 | 16 April 2014 |