SFC Licences of PANG Tai Yin 彭大然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 01 July 2016 | 05 October 2018 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 July 2016 | 05 October 2018 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 09 June 2015 | 05 October 2018 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 09 June 2015 | 30 June 2016 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 09 June 2015 | 30 June 2016 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 30 April 2015 | 30 June 2016 |
| Swiss-Asia Asset Management (HK) Limited | RE | 9 | 06 February 2014 | 28 November 2014 |
| Swiss-Asia Asset Management (HK) Limited | RE | 4 | 06 February 2014 | 28 November 2014 |
| Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 | RE | 9 | 30 September 2013 | 03 December 2013 |
| Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 | RE | 4 | 30 September 2013 | 03 December 2013 |