SFC Licences of OZAKI Tadayuki 尾崎忠行
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 | RO | 9 | 12 November 2013 | 05 September 2016 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 | RO | 4 | 12 November 2013 | 05 September 2016 |