SFC Licences of LI Xingwen 李興文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 | RO | 4 | 24 January 2024 | |
| ICBC International Research Limited 工銀國際證券研究有限公司 | RO | 4 | 13 July 2018 | |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 4 | 09 January 2014 | 14 August 2019 |
| ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 12 September 2013 | 13 July 2018 |