SFC Licences of PANG Ka Kin 彭家健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 20 December 2022 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 20 December 2022 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 20 December 2022 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 20 December 2022 | |
| Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 | RE | 4 | 23 January 2017 | 13 April 2018 |
| Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 | RE | 1 | 23 January 2017 | 13 April 2018 |
| Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 | RE | 9 | 04 November 2014 | 13 April 2018 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 | RE | 9 | 17 September 2013 | 23 May 2014 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 | RE | 4 | 17 September 2013 | 23 May 2014 |