SFC Licenceholders of Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AU Andrew 歐子健 | RE | 4 | 23 January 2017 | 14 April 2020 |
| AU Andrew 歐子健 | RE | 1 | 23 January 2017 | 14 April 2020 |
| AU Andrew 歐子健 | RE | 9 | 28 November 2014 | 14 April 2020 |
| DUDGEON Alexander Stewart | RO | 4 | 16 January 2017 | 31 December 2021 |
| DUDGEON Alexander Stewart | RO | 1 | 16 January 2017 | 31 December 2021 |
| DUDGEON Alexander Stewart | RO | 9 | 05 April 2013 | 31 December 2021 |
| EMMERSON Dominic Peter Corti | RO | 9 | 05 April 2013 | 21 March 2018 |
| HUANG Chao-sheng 黃晁晟 | RE | 9 | 09 October 2018 | 15 January 2020 |
| HUANG Chao-sheng 黃晁晟 | RE | 4 | 09 October 2018 | 15 January 2020 |
| HUANG Chao-sheng 黃晁晟 | RE | 1 | 09 October 2018 | 15 January 2020 |
| KATTEVILDER Jelmer Maarten | RO | 9 | 04 May 2020 | 31 March 2023 |
| KATTEVILDER Jelmer Maarten | RO | 4 | 04 May 2020 | 31 March 2023 |
| KATTEVILDER Jelmer Maarten | RO | 1 | 04 May 2020 | 31 March 2023 |
| KATTEVILDER Jelmer Maarten | RE | 9 | 17 May 2018 | 04 May 2020 |
| KATTEVILDER Jelmer Maarten | RE | 4 | 17 May 2018 | 04 May 2020 |
| KATTEVILDER Jelmer Maarten | RE | 1 | 17 May 2018 | 04 May 2020 |
| PANG Ka Kin 彭家健 | RE | 4 | 23 January 2017 | 13 April 2018 |
| PANG Ka Kin 彭家健 | RE | 1 | 23 January 2017 | 13 April 2018 |
| PANG Ka Kin 彭家健 | RE | 9 | 04 November 2014 | 13 April 2018 |
| RIDLAND Robert James | RO | 4 | 16 January 2017 | 25 January 2024 |
| RIDLAND Robert James | RO | 1 | 16 January 2017 | 25 January 2024 |
| RIDLAND Robert James | RO | 9 | 21 December 2015 | 25 January 2024 |
| RIDLAND Robert James | RE | 9 | 29 April 2013 | 21 December 2015 |
| TEO Hui Ying Geraldine | RE | 9 | 02 December 2019 | 03 May 2022 |
| TEO Hui Ying Geraldine | RE | 4 | 02 December 2019 | 03 May 2022 |
| TEO Hui Ying Geraldine | RE | 1 | 02 December 2019 | 03 May 2022 |