SFC Licences of CHAN Hung Nam 陳鴻楠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RO 5 31 July 2023
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RO 2 31 July 2023
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 5 29 March 2023 31 July 2023
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 2 29 March 2023 31 July 2023
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 29 March 2023
Central China International Futures Company Limited 中州國際期貨有限公司 RO 5 14 October 2020 13 January 2023
Central China International Futures Company Limited 中州國際期貨有限公司 RO 2 14 October 2020 13 January 2023
Central China International Futures Company Limited 中州國際期貨有限公司 RE 5 10 October 2017 14 October 2020
Central China International Futures Company Limited 中州國際期貨有限公司 RE 2 10 October 2017 14 October 2020
Central China International Securities Co., Limited 中州國際證券有限公司 RE 1 22 May 2017 13 January 2023
Shanxi Securities International Futures Limited 山證國際期貨有限公司 RE 2 19 December 2016 07 May 2017
Shanxi Securities International Limited 山證國際證券有限公司 RE 1 03 July 2015 07 May 2017
Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 RE 2 07 October 2013 31 March 2017