SFC Licences of NGO Tsz Fei 敖子飛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Conrad Investment Services Limited | RE | 9 | 05 February 2021 | |
Conrad Investment Services Limited | RO | 4 | 15 September 2020 | |
Conrad Investment Services Limited | RO | 2 | 15 September 2020 | |
Conrad Investment Services Limited | RO | 1 | 15 September 2020 | |
Conrad Investment Services Limited | RE | 1 | 20 July 2020 | 15 September 2020 |
Up Up Securities Limited 上上證券有限公司 | RO | 1 | 27 December 2019 | 30 June 2020 |
Conrad Investment Services Limited | RO | 4 | 21 December 2018 | 31 October 2019 |
Conrad Investment Services Limited | RO | 2 | 28 May 2018 | 31 October 2019 |
Conrad Investment Services Limited | RO | 1 | 03 April 2018 | 31 October 2019 |
Conrad Investment Services Limited | RE | 1 | 31 May 2017 | 03 April 2018 |
Gong Ping Futures Limited 公平期貨有限公司 | RE | 2 | 18 September 2013 | 13 March 2017 |
Gong Ping Securities Limited 公平證券有限公司 | RE | 1 | 18 September 2013 | 13 March 2017 |