SFC Licences of NG Hon Man 伍翰文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tamar Alliance Capital Limited 添盟資本有限公司 | RO | 9 | 22 December 2021 | |
Tamar Alliance Capital Limited 添盟資本有限公司 | RO | 4 | 22 December 2021 | |
Tamar Alliance Capital Limited 添盟資本有限公司 | RE | 9 | 16 October 2018 | 22 December 2021 |
Tamar Alliance Capital Limited 添盟資本有限公司 | RE | 4 | 16 October 2018 | 22 December 2021 |
Platinum Securities Company Limited 百德能證券有限公司 | RE | 6 | 18 January 2017 | 17 September 2018 |
Platinum Securities Company Limited 百德能證券有限公司 | RE | 1 | 18 January 2017 | 17 September 2018 |
Oriental Patron Asia Limited 東英亞洲有限公司 | RE | 6 | 07 August 2014 | 25 April 2015 |
Altus Capital Limited 浩德融資有限公司 | RE | 6 | 05 March 2014 | 03 August 2014 |
Altus Investments Limited | RE | 1 | 05 March 2014 | 03 August 2014 |
Platinum Securities Company Limited 百德能證券有限公司 | RE | 1 | 18 September 2013 | 13 February 2014 |
Platinum Securities Company Limited 百德能證券有限公司 | RE | 6 | 18 September 2013 | 13 February 2014 |