SFC Licences of SZE Chik Lim Jerry 施積鐮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
iTrade Securities Investment Limited 美信證券投資有限公司 | RE | 1 | 31 October 2017 | 10 September 2018 |
Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 28 August 2015 | 04 May 2017 |
Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 07 July 2015 | 04 May 2017 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 25 March 2015 | 27 April 2015 |
Swiss-Asia Asset Management (HK) Limited | RE | 9 | 13 February 2014 | 28 November 2014 |
Swiss-Asia Asset Management (HK) Limited | RE | 4 | 13 February 2014 | 28 November 2014 |
Cardinalasia Consulting Limited 珈迪璐亞洲有限公司 | RE | 4 | 22 October 2013 | 03 December 2013 |