SFC Licences of DA Yang 笪洋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
AVICT Global Asset Management Limited 中航資信環球資產管理有限公司 RO 9 30 May 2023
AVICT Global Asset Management Limited 中航資信環球資產管理有限公司 RO 4 30 May 2023
AVICT Global Asset Management Limited 中航資信環球資產管理有限公司 RE 9 20 March 2023 30 May 2023
AVICT Global Asset Management Limited 中航資信環球資產管理有限公司 RE 4 20 March 2023 30 May 2023
Crescendo Greater China Limited 漸進資本(大中華區)有限公司 RE 9 13 December 2022 10 January 2023
Crescendo Greater China Limited 漸進資本(大中華區)有限公司 RE 4 13 December 2022 10 January 2023
Crescendo Greater China Limited 漸進資本(大中華區)有限公司 RO 4 28 May 2021 13 December 2022
Crescendo Greater China Limited 漸進資本(大中華區)有限公司 RO 9 08 April 2021 13 December 2022
Leading Securities Company Limited 立鼎證券有限公司 RO 4 08 March 2017 17 May 2019
Leading Securities Company Limited 立鼎證券有限公司 RO 1 08 March 2017 17 May 2019
Leading Securities Company Limited 立鼎證券有限公司 RO 9 09 December 2016 17 May 2019
Leading Securities Company Limited 立鼎證券有限公司 RE 9 25 November 2016 09 December 2016
CLC Asset Management Limited 創僑資產管理有限公司 RO 9 30 June 2016 23 November 2016
CLC Futures Limited 創僑期貨有限公司 RE 2 06 May 2016 23 November 2016
CLC Asset Management Limited 創僑資產管理有限公司 RE 9 01 December 2015 30 June 2016
CLC Securities Limited 創僑證券有限公司 RE 4 08 October 2013 23 November 2016
CLC Securities Limited 創僑證券有限公司 RE 1 08 October 2013 23 November 2016