SFC Licences of GAO Xiaoyan 高小彥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 07 October 2013 | 14 October 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 07 October 2013 | 14 October 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 07 October 2013 | 23 November 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 07 October 2013 | 23 November 2015 |