SFC Licences of PANG Kwok Kwan 彭國鈞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 30 March 2021 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 23 June 2015 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 23 June 2015 | |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 28 October 2013 | 20 June 2015 |
Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 28 October 2013 | 20 June 2015 |