SFC Licences of LEE James Siu Lung 李小龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Funderstone Securities Limited | RE | 6 | 03 July 2015 | 01 January 2019 |
| Funderstone Securities Limited | RE | 1 | 03 July 2015 | 01 January 2019 |
| Funderstone Futures Limited | RE | 2 | 03 July 2015 | 01 January 2019 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 | RE | 6 | 17 September 2014 | 10 April 2015 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 | RE | 2 | 17 September 2014 | 10 April 2015 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 | RE | 1 | 17 September 2014 | 10 April 2015 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 5 | 30 May 2014 | 10 September 2014 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 30 May 2014 | 10 September 2014 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 4 | 30 May 2014 | 10 September 2014 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 30 May 2014 | 10 September 2014 |