SFC Licences of ZHU Yifan 朱一帆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 9 16 February 2023
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 4 16 February 2023
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 1 16 February 2023
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 16 June 2021 15 December 2022
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 20 May 2021 15 December 2022
ICBC International Capital Limited 工銀國際融資有限公司 RE 4 20 May 2021 15 December 2022
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 20 May 2021 15 December 2022
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 9 27 November 2015 31 January 2021
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 4 27 November 2015 31 January 2021
CCB International Asset Management Limited 建銀國際資產管理有限公司 RE 1 27 November 2015 31 January 2021
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 4 21 October 2013 16 October 2015
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 6 21 October 2013 16 October 2015