SFC Licences of POON Yuk 潘昱

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 September 2016 08 March 2021
Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 RE 9 21 October 2013 23 October 2015
Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 RE 4 21 October 2013 23 October 2015
Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 RE 1 21 October 2013 23 October 2015