SFC Licences of LOH Howard Howe Yeung 羅孝揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citadel Asia Limited | RE | 9 | 02 March 2021 | 04 May 2023 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 21 April 2018 |
| UBS Securities Asia Limited | RE | 2 | 16 October 2013 | 21 April 2018 |
| UBS Securities Asia Limited | RE | 1 | 16 October 2013 | 21 April 2018 |
| UBS Securities Hong Kong Limited | RE | 1 | 16 October 2013 | 18 December 2016 |