SFC Licences of LI Ying 李穎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Global Markets Limited 招銀國際環球市場有限公司 RO 1 30 March 2022
CMB International Securities Limited 招銀國際證券有限公司 RO 1 05 June 2018
CMB International Securities Limited 招銀國際證券有限公司 RE 4 16 March 2018
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 17 September 2021 30 March 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 1 16 March 2018 05 June 2018
Zhongrong PT Securities Limited 中融平和證券有限公司 RE 1 08 May 2017 08 March 2018
Zhongrong PT Securities Limited 中融平和證券有限公司 RE 4 08 May 2017 08 March 2018
CCB International Securities Limited 建銀國際證券有限公司 RE 4 02 November 2015 22 April 2017
CCB International Securities Limited 建銀國際證券有限公司 RE 1 02 November 2015 22 April 2017
ICBC International Securities Limited 工銀國際證券有限公司 RE 2 31 December 2013 09 October 2015
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 17 October 2013 09 October 2015
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 17 October 2013 09 October 2015