SFC Licences of SUN Yi 孫毅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhongrong PT Securities Limited 中融平和證券有限公司 RE 4 24 September 2020 08 March 2023
Zhongrong PT Securities Limited 中融平和證券有限公司 RE 1 24 September 2020 08 March 2023
CCB International Capital Limited 建銀國際金融有限公司 RE 4 16 June 2015 01 July 2015
CCB International Capital Limited 建銀國際金融有限公司 RE 6 01 April 2014 01 July 2015
CCB International Capital Limited 建銀國際金融有限公司 RE 1 01 April 2014 01 July 2015
ICBC International Securities Limited 工銀國際證券有限公司 RE 4 09 January 2014 15 February 2014
ICBC International Research Limited 工銀國際證券研究有限公司 RE 4 21 October 2013 15 February 2014