SFC Licences of SUN Yi 孫毅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 4 | 24 September 2020 | 08 March 2023 |
Zhongrong PT Securities Limited 中融平和證券有限公司 | RE | 1 | 24 September 2020 | 08 March 2023 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 16 June 2015 | 01 July 2015 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 01 April 2014 | 01 July 2015 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 01 April 2014 | 01 July 2015 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 4 | 09 January 2014 | 15 February 2014 |
ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 21 October 2013 | 15 February 2014 |