SFC Licences of SHANKER Malavika
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 26 August 2019 | 01 May 2023 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 26 August 2019 | 01 May 2023 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 26 August 2019 | 01 May 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 26 August 2019 | 01 May 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 26 August 2019 | 01 May 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 26 August 2019 | 01 May 2023 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 01 August 2016 | 04 April 2019 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 01 August 2016 | 04 April 2019 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 01 August 2016 | 04 April 2019 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 23 October 2013 | 03 June 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 23 October 2013 | 03 June 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 23 October 2013 | 03 June 2016 |