SFC Licences of ZHU Xiaodan 朱曉丹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 14 August 2015 | 30 December 2016 |
First Sentier Investors (Hong Kong) Limited | RE | 9 | 29 October 2013 | 20 October 2014 |
First Sentier Investors (Hong Kong) Limited | RE | 4 | 29 October 2013 | 20 October 2014 |