SFC Licences of CHOU Hsiao Teng 周孝庭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Harbour Corporate Finance Limited 港灣企業融資有限公司 | RO | 6 | 11 September 2017 | 14 June 2022 |
| Harbour Corporate Finance Limited 港灣企業融資有限公司 | RO | 1 | 11 September 2017 | 21 April 2020 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RO | 6 | 08 February 2017 | 19 April 2017 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RO | 1 | 08 February 2017 | 19 April 2017 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 4 | 30 October 2013 | 19 April 2017 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 1 | 30 October 2013 | 08 February 2017 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 6 | 30 October 2013 | 08 February 2017 |