SFC Licences of HONG Alfred
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 03 April 2020 | 08 November 2021 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 03 April 2020 | 08 November 2021 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 03 April 2020 | 08 November 2021 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 03 April 2020 | 08 November 2021 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 03 April 2020 | 08 November 2021 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 03 April 2020 | 08 November 2021 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 06 November 2013 | 07 October 2016 |