SFC Licences of LIU Mengdi 劉夢迪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 24 August 2021 | |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 06 December 2018 | 28 May 2021 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 05 October 2018 | 28 May 2021 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 05 October 2018 | 28 May 2021 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 05 October 2018 | 28 May 2021 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 23 July 2015 | 07 September 2018 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 23 July 2015 | 07 September 2018 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 12 November 2013 | 03 July 2015 |