SFC Licences of BAHL Alok
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 02 August 2019 | 31 March 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 02 August 2019 | 31 March 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 17 January 2014 | 18 July 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 13 November 2013 | 18 July 2016 |