SFC Licences of KUMAR Ashish

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Millennium Capital Management (Hong Kong) Limited RE 9 03 November 2020
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 10 May 2016 13 July 2020
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 10 May 2016 13 July 2020
J.P. Morgan Broking (Hong Kong) Limited RE 5 29 September 2015 30 October 2015
J.P. Morgan Broking (Hong Kong) Limited RE 4 29 September 2015 30 October 2015
J.P. Morgan Broking (Hong Kong) Limited RE 2 29 September 2015 30 October 2015
J.P. Morgan Broking (Hong Kong) Limited RE 1 29 September 2015 30 October 2015
J.P. Morgan Broking (Hong Kong) Limited RE 5 27 October 2014 07 November 2014
J.P. Morgan Broking (Hong Kong) Limited RE 4 27 October 2014 07 November 2014
J.P. Morgan Broking (Hong Kong) Limited RE 2 27 October 2014 07 November 2014
J.P. Morgan Broking (Hong Kong) Limited RE 1 27 October 2014 07 November 2014
J.P. Morgan Broking (Hong Kong) Limited RE 5 20 November 2013 03 January 2014
J.P. Morgan Broking (Hong Kong) Limited RE 4 20 November 2013 03 January 2014
J.P. Morgan Broking (Hong Kong) Limited RE 2 20 November 2013 03 January 2014
J.P. Morgan Broking (Hong Kong) Limited RE 1 20 November 2013 03 January 2014