SFC Licences of WILSON Ralph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 2 | 24 November 2023 | 29 November 2023 |
| UBS Securities Asia Limited | RE | 1 | 24 November 2023 | 29 November 2023 |
| UBS Securities Asia Limited | RE | 2 | 01 June 2017 | 07 June 2017 |
| UBS Securities Asia Limited | RE | 1 | 01 June 2017 | 07 June 2017 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 27 February 2017 | 30 March 2017 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 27 February 2017 | 30 March 2017 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 27 January 2016 | 29 January 2016 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 27 January 2016 | 29 January 2016 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 27 November 2015 | 04 December 2015 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 27 November 2015 | 04 December 2015 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 27 November 2013 | 29 November 2013 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 27 November 2013 | 29 November 2013 |