SFC Licences of LAM Wan 林耘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Asset Management (Hong Kong) Limited
RE 1, 4 04 March 2015 24 October 2015
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 4, 9 28 November 2013 19 December 2014