SFC Licences of LAM Wan 林耘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 04 March 2015 | 24 October 2015 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 04 March 2015 | 24 October 2015 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 9 | 28 November 2013 | 19 December 2014 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 4 | 28 November 2013 | 19 December 2014 |