SFC Licences of CHUI Lap Pan 徐立斌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
iCapital Hong Kong Limited	RO	4	28 November 2023
iCapital Hong Kong Limited	RO	1	28 November 2023
iCapital Hong Kong Limited	RE	4	10 October 2023	28 November 2023
iCapital Hong Kong Limited	RE	1	10 October 2023	28 November 2023
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RE	2	21 April 2021	21 June 2023
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	4	21 April 2021	21 June 2023
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	21 April 2021	21 June 2023
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司	RE	9	13 July 2018	08 February 2020
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司	RE	4	13 July 2018	08 February 2020
Yunfeng Securities Limited 雲鋒證券有限公司	RE	4	12 May 2017	15 June 2018
Yunfeng Securities Limited 雲鋒證券有限公司	RE	1	27 July 2016	15 June 2018
Yunfeng Asset Management Limited 雲鋒資產管理有限公司	RE	9	27 July 2016	15 June 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RE	9	27 July 2016	15 June 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RE	4	27 July 2016	15 June 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RE	1	27 July 2016	15 June 2018
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司	RE	9	13 July 2015	27 May 2016
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司	RE	1	27 December 2013	27 May 2016
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司	RE	4	27 December 2013	27 May 2016