SFC Licences of GU Enda 顧恩達
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 13 August 2018 | 04 December 2020 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 22 June 2017 | 04 December 2020 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 10 December 2015 | 04 December 2020 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 10 December 2015 | 04 December 2020 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 03 December 2013 | 29 March 2014 |