SFC Licences of GU Enda 顧恩達

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC International Capital Limited 工銀國際融資有限公司 RE 4 13 August 2018 04 December 2020
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 22 June 2017 04 December 2020
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 10 December 2015 04 December 2020
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 10 December 2015 04 December 2020
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 03 December 2013 29 March 2014