SFC Licences of LEE Colin Pak Hei 李柏熙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ballas Capital Limited 博思融資有限公司 | RE | 6 | 06 March 2020 | 19 September 2023 |
| Ballas Capital Limited 博思融資有限公司 | RE | 1 | 06 March 2020 | 19 September 2023 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 | RE | 9 | 04 January 2019 | 01 May 2019 |
| VMS Securities Limited 鼎珮證券有限公司 | RE | 9 | 28 September 2018 | 20 March 2019 |
| VMS Securities Limited 鼎珮證券有限公司 | RE | 1 | 23 August 2018 | 01 May 2019 |
| Ballas Capital Limited 博思融資有限公司 | RE | 6 | 03 March 2017 | 30 April 2018 |
| Ballas Capital Limited 博思融資有限公司 | RE | 1 | 03 March 2017 | 30 April 2018 |
| BOSC International Company Limited 上銀國際有限公司 | RE | 6 | 20 January 2015 | 29 December 2016 |
| BOSC International Company Limited 上銀國際有限公司 | RE | 1 | 20 January 2015 | 29 December 2016 |
| Crosby Securities Limited 高誠證券有限公司 | RE | 6 | 18 December 2013 | 31 October 2014 |
| Crosby Securities Limited 高誠證券有限公司 | RE | 1 | 18 December 2013 | 31 October 2014 |