SFC Licences of TSANG Wing Kai 曾榮佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 04 June 2019 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RO | 1 | 16 January 2019 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 16 January 2019 |
KGI Asset Management Limited 凱基資產管理有限公司 | RE | 9 | 06 February 2017 | |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 24 October 2016 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 12 December 2013 | 02 October 2017 |
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 12 December 2013 | 02 October 2017 |