SFC Licences of TAO Jin 陶瑾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nova Spectrum Capital Management Limited 新辰資本管理有限公司 | RO | 9 | 19 July 2016 | |
Nova Spectrum Capital Management Limited 新辰資本管理有限公司 | RO | 4 | 19 July 2016 | |
Nova Spectrum Capital Management Limited 新辰資本管理有限公司 | RE | 9 | 24 May 2016 | 19 July 2016 |
Nova Spectrum Capital Management Limited 新辰資本管理有限公司 | RE | 4 | 24 May 2016 | 19 July 2016 |
Morningstar Investment Management Asia Limited | RO | 9 | 08 May 2014 | 29 February 2016 |
Morningstar Investment Management Asia Limited | RO | 4 | 08 May 2014 | 29 February 2016 |