SFC Licences of TAO Jin 陶瑾

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nova Spectrum Capital Management Limited 新辰資本管理有限公司 RO 9 19 July 2016
Nova Spectrum Capital Management Limited 新辰資本管理有限公司 RO 4 19 July 2016
Nova Spectrum Capital Management Limited 新辰資本管理有限公司 RE 9 24 May 2016 19 July 2016
Nova Spectrum Capital Management Limited 新辰資本管理有限公司 RE 4 24 May 2016 19 July 2016
Morningstar Investment Management Asia Limited RO 9 08 May 2014 29 February 2016
Morningstar Investment Management Asia Limited RO 4 08 May 2014 29 February 2016