SFC Licences of SHI Ye 施曄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 4 | 02 July 2020 | |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 6 | 02 June 2020 | |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 1 | 02 June 2020 | |
| SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 6 | 02 May 2018 | 19 April 2020 |
| SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 1 | 02 May 2018 | 19 April 2020 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 4 | 21 January 2014 | 28 February 2018 |
| ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 19 December 2013 | 28 February 2018 |