SFC Licences of LIU Rui 刘睿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 24 November 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 24 November 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 24 November 2017
CMB International Capital Limited 招銀國際融資有限公司 RE 1 10 December 2015 28 September 2017
CMB International Capital Limited 招銀國際融資有限公司 RE 6 13 November 2015 28 September 2017
UBS Securities Hong Kong Limited RE 6 23 December 2013 13 June 2015