SFC Licences of LIU Rui 刘睿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 24 November 2017 | 23 December 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 24 November 2017 | 23 December 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 24 November 2017 | 23 December 2022 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 10 December 2015 | 28 September 2017 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 13 November 2015 | 28 September 2017 |
| UBS Securities Hong Kong Limited | RE | 6 | 23 December 2013 | 13 June 2015 |