SFC Licences of KIM Tae-Woon

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 02 May 2023 07 May 2023
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 31 August 2018 08 September 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 16 April 2018 19 April 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 21 June 2017 24 June 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 13 June 2016 19 June 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 18 April 2016 20 April 2016
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 03 January 2014 28 August 2014