SFC Licences of LUI Kin Chung 呂健忠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 28 December 2021 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 28 December 2021 | |
BOCI Asia Limited 中銀國際亞洲有限公司 | RO | 6 | 16 July 2021 | |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 04 September 2019 | 16 July 2021 |
Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 18 August 2015 | 24 July 2019 |
Halcyon Capital Limited 鎧盛資本有限公司 | RE | 6 | 07 March 2014 | 15 July 2015 |
BaoQiao Partners Capital Limited 寶橋融資有限公司 | RE | 6 | 31 December 2013 | 26 February 2014 |