SFC Licences of CHAN Chi Yeung 陳智陽

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 RE 6 14 March 2022 28 August 2022
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 RE 1 14 March 2022 28 August 2022
Shanxi Securities International Capital Limited 山證國際融資有限公司 RE 6 29 November 2021 03 December 2021
Caitong International Capital Co., Limited 財通國際融資有限公司 RE 1 11 December 2019 30 September 2021
Caitong International Capital Co., Limited 財通國際融資有限公司 RE 6 19 November 2019 30 September 2021
Guotai Junan Capital Limited 國泰君安融資有限公司 RE 6 27 December 2013 29 October 2019