SFC Licences of CHAN Chi Yeung 陳智陽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 | RE | 6 | 14 March 2022 | 28 August 2022 |
Essence Corporate Finance (Hong Kong) Limited 安信融資(香港)有限公司 | RE | 1 | 14 March 2022 | 28 August 2022 |
Shanxi Securities International Capital Limited 山證國際融資有限公司 | RE | 6 | 29 November 2021 | 03 December 2021 |
Caitong International Capital Co., Limited 財通國際融資有限公司 | RE | 1 | 11 December 2019 | 30 September 2021 |
Caitong International Capital Co., Limited 財通國際融資有限公司 | RE | 6 | 19 November 2019 | 30 September 2021 |
Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 27 December 2013 | 29 October 2019 |