SFC Licences of LIAO You 廖優
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Petrus Asset Management Limited 北瑞資產管理有限公司 | RO | 9 | 20 December 2023 | |
Petrus Asset Management Limited 北瑞資產管理有限公司 | RO | 4 | 20 December 2023 | |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RO | 4 | 13 December 2021 | 01 July 2022 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RO | 1 | 13 July 2016 | 01 July 2022 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 18 February 2016 | 13 July 2016 |
China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 08 September 2015 | 01 July 2022 |
China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 | RE | 9 | 08 September 2015 | 12 December 2019 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RO | 1 | 15 June 2015 | 18 February 2016 |
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 25 April 2014 | 15 June 2015 |