SFC licenceholder BCU260 YUM Chung Man 任仲民

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 13 November 2020

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [4] (Advising on Securities) 13 March 2018
Cinda International Research Limited 信達國際研究有限公司 RE [4] (Advising on Securities) 18 December 2014 02 March 2018
Cinda International Securities Limited 信達國際證券有限公司 RE [1] (Dealing in Securities) 24 January 2014 29 November 2014