SFC Licences of YUM Chung Man 任仲民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 13 March 2018 | |
| Cinda International Research Limited 信達國際研究有限公司 | RE | 4 | 18 December 2014 | 02 March 2018 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 24 January 2014 | 29 November 2014 |