SFC Licences of WONG Kwok Wai 黃國威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Natixis Asia Limited
RE 1, 4 15 January 2018
CEB International Capital Corporation Limited 光銀國際資本有限公司
RO 1, 4, 6 04 August 2017 21 November 2017
CEB International Capital Corporation Limited 光銀國際資本有限公司
RE 1, 4, 6 11 January 2016 04 August 2017
ABCI Capital Limited 農銀國際融資有限公司
RE 1, 6 27 November 2014 25 December 2015
ABCI Securities Company Limited 農銀國際證券有限公司
RE 1 27 November 2014 25 December 2015
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 24 January 2014 09 August 2014