SFC Licences of WONG Kwok Wai 黃國威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Natixis Asia Limited |
RE | 1, 4 | 15 January 2018 | |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | 1, 4, 6 | 04 August 2017 | 21 November 2017 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RE | 1, 4, 6 | 11 January 2016 | 04 August 2017 |
| ABCI Capital Limited 農銀國際融資有限公司 |
RE | 1, 6 | 27 November 2014 | 25 December 2015 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RE | 1 | 27 November 2014 | 25 December 2015 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RE | 1, 6 | 24 January 2014 | 09 August 2014 |