SFC Licences of CHAN Kwok Wai 陳國威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BLS Capital Limited 百翱資本有限公司 RE 9 02 January 2024
Rhine Asset Management Company Limited 萊茵資產管理有限公司 RE 9 26 April 2023 29 December 2023
Rhine Asset Management Company Limited 萊茵資產管理有限公司 RE 4 26 April 2023 29 December 2023
Imperium International Asset Management Limited 帝國國際資產管理有限公司 RO 9 17 August 2021 30 November 2022
Imperium International Asset Management Limited 帝國國際資產管理有限公司 RO 4 17 August 2021 30 November 2022
Imperium International Asset Management Limited 帝國國際資產管理有限公司 RE 9 30 July 2021 17 August 2021
Imperium International Asset Management Limited 帝國國際資產管理有限公司 RE 4 30 July 2021 17 August 2021
Kirin Securities Limited 麒麟證券有限公司 RO 4 30 March 2021 23 July 2021
Kirin Asset Management Limited 麒麟資產管理有限公司 RO 9 30 March 2021 23 July 2021
Kirin Securities Limited 麒麟證券有限公司 RE 4 15 March 2021 30 March 2021
Kirin Asset Management Limited 麒麟資產管理有限公司 RE 9 15 March 2021 30 March 2021
Seeds International Asset Management Limited 思源國際資產管理有限公司 RO 9 18 April 2019 31 January 2021
Seeds International Asset Management Limited 思源國際資產管理有限公司 RO 4 18 April 2019 31 January 2021
Standard International Asset Management Limited 標準國際資產管理有限公司 RO 9 12 April 2018 15 June 2018
Standard International Asset Management Limited 標準國際資產管理有限公司 RE 9 26 September 2017 12 April 2018
Oshidori Securities Limited 威華達證券有限公司 RE 9 02 November 2015 11 August 2016
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 RE 9 27 February 2014 25 September 2015
Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司 RE 5 27 February 2014 25 September 2015