SFC Licences of HIGGINS Caroline Mary
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | RO | 9 | 26 July 2021 | 25 September 2023 |
| Northern Trust Company of Hong Kong Limited, The | RO | 4 | 26 July 2021 | 25 September 2023 |
| Northern Trust Company of Hong Kong Limited, The | RO | 2 | 26 July 2021 | 25 September 2023 |
| Northern Trust Company of Hong Kong Limited, The | RO | 1 | 26 July 2021 | 25 September 2023 |
| Brown Brothers Harriman (Hong Kong) Limited | RO | 1 | 14 April 2014 | 11 June 2016 |